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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: HARBOR FUNDS, ET AL.

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Harbor Funds, et al. The notice was published in the Federal Register on Feb. 18 by Sherry R. Haywood, Assistant ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE FEE SCHEDULE FOR TRADING ON THE BOX OPTIONS MARKET LLC FACILITY RELATING TO CONNECTIVITY FEES

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX PEARL OPTIONS EXCHANGE FEE SCHEDULE TO AMEND NON-TRANSACTION FEES

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE LTSE FEE SCHEDULE RELATING TO ITS CO-LEAD INCENTIVE REBATES

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Pro... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; ORDER APPROVING A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND FINRA RULE 3220 (INFLUENCING OR REWARDING EMPLOYEES OF OTHERS)

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MAKE CORRECTIONS, CLARIFICATIONS AND CERTAIN OTHER CHANGES TO THE NSCC RULES

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiven... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX EMERALD OPTIONS EXCHANGE FEE SCHEDULE

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PURSUIT ASSET-BASED INCOME FUND, ET AL.

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Pursuit Asset-Based Income Fund, et al. The notice was published in the Federal Register on Feb. 18 by Sherry R. ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND MIAX OPTIONS EXCHANGE FEE SCHEDULE TO AMEND NON-TRANSACTION FEES

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND FEE SCHEDULE WITH RESPECT TO THE CO-LEAD INCENTIVE

WASHINGTON, Feb. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Pro... Read More